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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
IA RA APPROVED 2013-06-28
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • IA RA
    APPROVED
    Since 2013-06-28

Branch Locations

4019 Ingersoll Ave, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 02/2006 Present
Smith Frieberg Financial/Smith Frieberg Des Moines IA 12/2019 01/2025
Principal Securities Inc Des Moines IA 03/2016 Present
Smith + Co Financial Des Moines IA 01/2025 Present
  • 02/2006 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 12/2019 → 01/2025
    Smith Frieberg Financial/Smith Frieberg
    Des Moines, IA
  • 03/2016 → Present
    Des Moines, IA
  • 01/2025 → Present
    Smith + Co Financial
    Des Moines, IA
Other Businesses

**One Iowa; Not Investment Related; Des Moines, IA; Board Member; General LGBT Advocacy; Start Date: 03/01/2011; 1 hrs per month; 1 during trading hours. **4021 Properties LLC; Not Investment Related; Des Moines, IA; Owner; LLC that owns office building and rental property; Start Date: 09/01/2018; 3 hrs per month; 3 during trading hours. **2600 PROPERTIES LLC POSITION: 2600 Properties LLC NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 4916 Harwood Dr, Des Moines IA 50312, United States DESCRIPTION: This is the same as the 4021 Properties OBA. We bought another rental and are transferring title over to the new LLC for separation. I will charge a rent but we will not profit, actually have losses. It's more of a charity purchase for a family from Sudan we assist. **INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2009 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **SMITH FAMILY FINANCIAL LLC POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2014 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: This LLC handles operations of my practice. My staff is paid from SFF, SFF pays rent for our office, SFF also pays our accounts payable. The intend is only, and has only, been to reduce personal liability. **SMITH + CO FINANCIAL (DBA) POSITION: President NATURE: Business consulting, DI insurance, Health insurance, financial strategies and needs analysis, Group insurance, life insurance - fixed and variable, annuities - fixed and variable, mutual funds, securities, seminars and workshops, long term care and PPN solutions. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2025 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: DBA Marketing name.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-24
S63 Uniform Securities Agent State Law Examination 2008-08-22
  • S65 Uniform Investment Adviser Law Examination
    2013-06-24
  • S63 Uniform Securities Agent State Law Examination
    2008-08-22
Other Names
  • Jenny Moore
  • Jennifer Schmidt
  • Jennifer L Moore
  • Jennifer Moore
  • Jennifer L Schmidt
  • Jennifer L Schmidt
  • Jennifer L Moore
  • Jenny L Smith

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