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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-11 |
| IA | RA | APPROVED | 2023-12-05 |
Branch Locations
2323 Grand Ave Ste 210, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | West Des Moines | IA | 02/2014 | 12/2023 |
| Securities America Advisors | West Des Moines | IA | 06/2014 | 12/2023 |
| Lpl Financial Llc | West Des Moines | IA | 12/2023 | Present |
1) 11/2023 - SA3 Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Vanbridg / Non-Variable Insurance / Inv. Related / Des Moines, IA / Start date 10/20/2023 - 1 Hrs per month - 10% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-16 |
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