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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-25 |
| WA | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edmonds | WA | 03/2014 | Present |
| Householder Group Estate & Retirement Specialists | Edmonds | WA | 08/2015 | 10/2016 |
| Financial Advocates Investment Management (Faim) | Edmonds | WA | 12/2016 | 03/2025 |
1. 11/22/2016: Olympic Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 10/31/2016 - 160 Hours Per Month/120 Hours During Securities Trading. 2. 12/7/2016: Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 11/16/2016 - 80 Hours Per Month During Securities Trading - I provide administrative support to Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 11/16, 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/7/2016: Financial Advocates Investment Management (FAIM) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/16/2016 - 80 Hours Per Month During Securities Trading - I provide administrative support to Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 11/16, 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/8/2016: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - DBA: (Hybrid) Olympic Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/16/2016 - 80 Hours Per Month During Securities Trading - I provide administrative support to Olympic Investment Group, an independent investment advisor firm. I started this business activity in 11/16//2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 07/31/2017-No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - 05/01/2017- 1 Hour Per Month During Securities Trading. 6. 03/2/2022 - Crystal M Beineke LLC - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 11/01/2021 - 160 Hours Per month/80 Hours During Securities Time Spent 60%. 7. 03/28/2022 - Crump Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/08/22 - 2 Hours Per month/0 Hours During Securities Time Spent 60%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-23 |
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