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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-06-02 |
| TX | RA | APPROVED | 2021-05-17 |
Branch Locations
10300 West Thunderbird Blvd., Sun City, AZ 85351 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo, Llc | East Lansing | MI | 11/2013 | 01/2021 |
| Wells Fargo Clearing Services, Llc | East Lansing | MI | 11/2013 | 12/2020 |
| The Prudential Insurance Company Of America | Phoenix | AZ | 01/2021 | 05/2021 |
| Pruc0 Securities | Phoenix | AZ | 01/2021 | 05/2021 |
| Jp Morgan Chase Bank, N.A. | Sun City | AZ | 05/2021 | Present |
| J.P. Morgan Securities Llc | Sun City | AZ | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-09 |
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