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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-03-26 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
8500 Greenway Blvd., Suite 201, Middleton, WI 53562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Financial Services Inc | Rock Island | IL | 12/2013 | 06/2018 |
| Modern Woodmen Of America | Rock Island | IL | 10/2013 | 06/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2018 | 10/2018 |
| Lpl Financial, Llc | Madison | WI | 01/2019 | Present |
| Global Retirement Partners, Llc | Madison | WI | 03/2019 | Present |
1) 01/16/2019 - DBA for LPL Business (entity for LPL business) - ISG Financial Advisors - 90% - INVESTMENT RELATED - MADISON, WI 53717. 2) 1/23/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Start Date: 01/23/2019 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in January 2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 3/28/2019 - LMC Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 37 Hours Per Month/37 Hours During Securities Trading. 4) 3/5/2021 - Assured Partners Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 02/04/2026 - Vandeberg & Boll Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-19 |
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