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Joseph Ross Mayfield

Robert W. Baird & Co. Incorporated

Louisville, KY

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2015 12/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2017 06/2018
Jjb Hilliard Wl Lyons Llc Louisville KY 06/2018 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 09/2015 → 12/2017
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 12/2017 → 06/2018
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 06/2018 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Louisville, KY
Previous Registrations
  • 2016-12-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-06
S63 Uniform Securities Agent State Law Examination 2014-02-12
  • S65 Uniform Investment Adviser Law Examination
    2016-12-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-12
Other Names
  • Ross Mayfield

View on SEC IAPD

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