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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States
Los Angeles, CA • United States
6363 Topanga Canyon Blvd, Woodland Hills, CA 91367-2215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Pasadena | CA | 08/2016 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-10617|OrgNmn:Taupe|Org Addr:Los Angele,California,US|OBA Nature:Band - Live Performance|Invst Rel:N|Title:Guitarist/Vocalist|Duties:Perform to live audiences|StrtDt:08-07-18|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-05 |
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