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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NV RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

1106 Chestwood Ave, Las Vegas, NV 89123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Chicago Chicago IL 11/1989 07/2017
Avantax Insurance Agency, Llc Las Vegas NV 10/2015 09/2025
Avantax Investment Services, Inc. Las Vegas NV 10/2015 09/2025
Avantax Advisory Services Las Vegas NV 02/2016 09/2025
Strategize Wealth Management Group Las Vegas NV 10/2015 Present
Cetera Wealth Services, Llc Las Vegas NV 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/1989 → 07/2017
    City Of Chicago
    Chicago, IL
  • 10/2015 → 09/2025
    Avantax Insurance Agency, Llc
    Las Vegas, NV
  • 10/2015 → 09/2025
    Avantax Investment Services, Inc.
    Las Vegas, NV
  • 02/2016 → 09/2025
    Avantax Advisory Services
    Las Vegas, NV
  • 10/2015 → Present
    Strategize Wealth Management Group
    Las Vegas, NV
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Las Vegas, NV
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-02-02 → 2025-09-05
    Avantax Advisory Services
    Las Vegas, NV
Other Businesses

1) STRATEGIZE WEALTH MANAGEMENT GROUP POSITION: Investment Adviser Representative NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2015 ADDRESS: 1106 Chestwood Ave., Las Vegas, NV 89123, DESCRIPTION: Provide wealth management services to clients 2) STRATEGIZE TAXES & INVESTMENTS POSITION: DBA NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 9538 W. 147TH STREET, Suite 524, Orland Park, IL 60462, United States DESCRIPTION: DBA 3) RENTAL PROPERTY POSITION: part owner NATURE: I am part owner of real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/18/2023 ADDRESS: 15255 S. 94th Avenue, Suite 524, Orland Park, IL 60462, United States DESCRIPTION: Property manager handles renting, repairs, and invoicing. I only pay my share of expenses. 4) MARYLAND TWILIGHT HOMEOWNERS ASSOCIATION POSITION: Board Member NATURE: As a board member of my community, I would be assisting homeowners in their effort to keep the community attractive to live in and maintaining the low cost of homeowner dues. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 ADDRESS: 2450, Box Canyon Drive, Las Vegas, NV 89128, United States DESCRIPTION: Duties include: communicating updates and news to the community. Answer questions about the hoa's governing documents. Conflict resolution. Establish financial policies and develop a budget. Enforcing hoa rules. I anticipate alotting 4-6 hours of my time per quarter.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-17
S63 Uniform Securities Agent State Law Examination 2014-03-31
  • S65 Uniform Investment Adviser Law Examination
    2015-12-17
  • S63 Uniform Securities Agent State Law Examination
    2014-03-31

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