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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
| KY | RA | APPROVED | 2017-10-09 |
Branch Locations
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 11/2013 | Present |
| Kpp Advisory Services Llc | Louisville | KY | 09/2017 | Present |
1. 4/28/2014 - KENTUCKY PLANNING PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/1/2016 - LTCI Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - START DATE 03/22/2016 - 5 Hours Per Month/1 Hour During Securities Trading - As a Financial Planner and CFP, I would like to be able to help my clients and prospective clients with their Long-Term Care needs. Given the new LPL policies, we will be using LTCi, thus I need to create this OBA. 3. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/21/2018 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2018 - 2 Hours Per Month During Securities Trading. 5. 11/21/2018 - The Guardian - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/29/2018 - 2 Hours Per Month During Securities Trading. 6. 12/4/2019 - Poole Financial Planning, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/22/2016 - 50 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-05 |
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