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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-22 |
| CA | RA | APPROVED | 2014-01-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 10/2013 | Present |
| Bank Of America, N.A. | La Jolla | CA | 04/2014 | Present |
I*: 920256For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: No Address: San Diego, CA Position, title, association: Sole owner, Start date of relationship: 8/1/2022Number of hours devoted: 2 hrs Mthly Number of hours devoted during trading hours: 0 Duties: I*: 920257For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: No Address of business: Big Bear Lake, CA Position, title, association: Sole owner, Start date of relationship: 7/14/2022Number of hours devoted: 1 hr Mthly Number of hours devoted during trading hours: 0 Duties: I*: 1397421For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: No Address of business: San Diego, CA 92115 Position, title, association: Sole owner, Start date of relationship: 8/1/2023Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*: 2050257 Entity Type: LLC Name of OBA: Impact Wealth Management LLC Address: San Diego, CA Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Sole owner of LLC entity, meant to limit personal liability
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-24 |
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