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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-23 |
| KY | RA | APPROVED | 2020-07-09 |
Branch Locations
1349 Bardstown Rd, Louisville, KY 40204 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 07/2015 | 06/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 07/2020 | Present |
Outside Employment; This That & The Other; musician -; Play music for fun.; 1108 Old Cannons Lane Louisville KY 40207, ,; Not Investment-Related; 07/18/2015; 1 to 9 hours per month; 0 during trading hours / Centerplate; Vendor -; I sell peanuts and drinks at sporting events.; Main Street Louisville, KY, ,; Not Investment-Related; 07/18/2015; 1 to 9 hours per month; 0 during trading hours / Rocket Man; Vendor -; I will be a walking vendor at sporting events.; La Grange Kentucky, ,; Not Investment-Related; 07/25/2015; 1 to 9 hours per month; 0 during trading hours / Ultimate Concessions; Walking Vendor -; This is a part time job on weekends. Selling peanuts at sporting events.; 6864 Old Vincennes Road Floyds Knobs, Indiana, 47119, ,; Not Investment-Related; 04/22/2017; 1 to 9 hours per month; 0 during trading hours / Independent Contractor; Referee - referee for sporting events; ; 3300 Heather Lane, , Louisville, KY, 40218; Not Investment-Related; 09/06/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-20 |
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