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John R Lung

Ameriprise Financial Services, LLC

Toledo, OH

Toledo, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-07-16
  • OH RA
    APPROVED
    Since 2009-07-16

Branch Locations

6060 Renaissance Pl Ste H, Toledo, OH 43623 • United States

Toledo, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bowling Green OH 07/2009 03/2020
Ameriprise Financial Services, Llc Toledo OH 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-18
S63 Uniform Securities Agent State Law Examination 2002-06-25
  • S65 Uniform Investment Adviser Law Examination
    2003-04-18
  • S63 Uniform Securities Agent State Law Examination
    2002-06-25
Other Names
  • John Richard Lung

View on SEC IAPD

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EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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