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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-28 |
Branch Locations
1036 Anacapa St, Santa Barbara, CA 93101 • United States
3660 State St [Lh-Rbo], Santa Barbara, CA 93105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Oxnard | CA | 08/2013 | 08/2022 |
| Jpmorgan Chase Bank | Oxnard | CA | 05/2012 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 08/2022 | Present |
| Wells Fargo Bank, Na | Santa Barbara | CA | 08/2022 | Present |
AMWAY; NOT INV. RELAGED; ADA, MI; INDEPENDENT SALES REPRESENTATIVE; START DATE: 1/12/2004; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PRODUCT DISTRIBUTION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-30 |
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