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Thomas David Garretson

Rbc Capital Markets, LLC

La Jolla, CA

San Diego, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-17
NY RA APPROVED 2024-11-27
  • CA RA
    APPROVED
    Since 2026-03-17
  • NY RA
    APPROVED
    Since 2024-11-27

Branch Locations

4250 Executive Square Suite 800, La Jolla, CA 92037-9103 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Diego CA 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2014-02-27

View on SEC IAPD

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