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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 08/2013 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name/Address: Speed Art Museum 2035 S Third Street Louisville KY 40208 Start Date: 3/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member/Investment Committee Investment Related Name/Address: Pendennis Historical Foundation, 218 West Muhammad Ali Blvd., Louisville, KY 40202 Start Date: 7/1/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Board member and Treasurer Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-16 |
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