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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED | 2024-01-08 |
Branch Locations
7777 Fay Avenue Suite 305, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | San Diego | CA | 11/2013 | 01/2024 |
| Lpl Financial Llc | La Jolla | CA | 01/2024 | Present |
1)01/04/2024 - MARINE STREET FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 160 Hr/Mth 2)01/04/2024 - MARINE STREET FINANCIAL 401K - Inv Rel - At Reported Business Location(s) - Start: 01/2019 - 1 Hr/Mth 3)01/04/2024 - CM MACKAY CORPORATION - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2015 4)01/30/2024 - Advisors Choice Insurance Brokerage Services - Inv related - At Reported Business Location(s) - Non-Variable Insurance - External Advisor - Started: 1/11/2024 - 2 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-11 |
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