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Andrew Steinberg

D.A. Davidson & Co.

Pasadena, CA

Santa Paula, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-31
CA RA APPROVED 2023-03-09
  • TX RA
    APPROVED
    Since 2026-03-31
  • CA RA
    APPROVED
    Since 2023-03-09

Branch Locations

301 North Lake Suite 800, Pasadena, CA 91101 • United States

Santa Paula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Santa Barbara CA 01/2014 08/2022
Charles Schwab Bank, Ssb Santa Barbara CA 04/2015 08/2022
Lpl Financial Llc Santa Barbara CA 09/2022 03/2023
D.A. Davidson & Co. Pasadena CA 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-30
S63 Uniform Securities Agent State Law Examination 2015-01-12
  • S66 Uniform Combined State Law Examination
    2015-07-30
  • S63 Uniform Securities Agent State Law Examination
    2015-01-12
Designations
Other Names
  • Andrew Louis Steinberg

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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