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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
KY RA APPROVED 2023-08-28
IN RA APPROVED 2023-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • KY RA
    APPROVED
    Since 2023-08-28
  • IN RA
    APPROVED
    Since 2023-08-25

Branch Locations

805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States

Charlestown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2013 08/2023
Ameriprise Financial Services Louisville KY 08/2023 08/2023
Ameriprise Financial Services, Llc Louisville KY 03/2020 03/2020
Ameriprise Financial Services, Llc. Louisville KY 08/2023 Present
Previous Registrations
  • 2013-11-18 → 2023-08-28
    St Louis, MO
    Louisville, KY
    Salem, IN
    Salem, IN
Other Businesses

Outside Employment; Middle School Baseball Coach; I will be the head coach of the middle school baseball team.; I will be coaching New Washington Middle School's baseball team for Greater Clark County School Corporation. It is a paid position.; 2112 Utica-Sellersburg Rd, , Jeffersonville, IN, 47111; Not Investment-Related; 03/03/2025; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; New Washington Youth League; I am the Vice President of my local youth league. My responsibilities are to assist the president and be present in his absence.; 6209 Hibernia Rd, , Charlestown, IN, 47111; Not Investment-Related; 01/13/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2013-10-08

View on SEC IAPD

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