Harrison T Croff

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-24
CA	RA	APPROVED	2013-11-12

TX RA
APPROVED_RES

Since 2017-01-24
CA RA
APPROVED

Since 2013-11-12

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Santa Barbara	CA	02/2015	Present

02/2015 → Present

Ubs Financial Services Inc.

Santa Barbara, CA

Other Businesses

1) CROFF & CROFF; Santa Barbara, Ca 93108/investment related?: no: partnership/ Partner/business support for wine brokerage companies/ start date: 7/1/2018; Business hours per month: No /// 2) The Gretler Foundation/Investment related?: no/317 E Carrillo St, Santa Barbara,CA,93101 US/Charitable organization/Officer/9/18/2020 ///

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-12

S66 Uniform Combined State Law Examination

2013-11-12

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

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Exams

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