Steven Scott Richardson

Current Employers

Employment History

• 09/2013 → 02/2018
  Cetera Advisor Networks Llc
  Louisville, KY
• 06/2013 → 02/2018
  Commonwealth Capital Management, Llc
  Louisville, KY
• 06/2017 → 08/2019
  Louisville Property Management Llc
  Louisville, KY
• 07/2017 → 08/2018
  Surefinder, Llc
  Louisville, KY
• 02/2018 → 08/2018
  Pnc Investments
  Cleveland, OH
• 08/2018 → 02/2020
  Citizens Securities, Inc.
  University Heights, OH
• 03/2020 → 04/2020
  Unemployed
  Louisvillle, KY
• 04/2020 → Present
  Commonwealth Capital Management, Llc
  Louisville, KY
• 04/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-08-27 → 2020-03-16
  Citizens Securities, Inc.
  University Heights, OH
  Cleveland, OH
  Fairlawn, OH
• 2018-03-02 → 2018-08-30
  Pnc Wealth Management Llc
  Cleveland, OH
• 2017-01-12 → 2018-02-26
  Cetera Wealth Services, Llc
  Louisville, KY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: COMMONWEATTH CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2020 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT REALTY, LLC; INVESTMENT RELATED: NO; ADDRESS: 1913 EGMONT RIDGE WAY, LOUISVILLE, KY 40245; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 7/2023; TITLE: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2-3; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3; BRIEF DESCRIPTION OF DUTIES: FIND INVESTMENT & RENTAL PROPERTIES FOR SALE, BOOK KEEPING, & TALK WITH PROPERTY MANAGER;

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-09-22
• S65 Uniform Investment Adviser Law Examination
  2016-08-30

Other Names

• Steven Richardson
• Steven Scott Richardson
• Steven Scott Richardson Jr
• Scott Richardson
• Scott Richardson