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Joseph A Lombardi

Wells Fargo Clearing Services, LLC

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-26
NJ RA APPROVED 2019-11-15
TX RA APPROVED 2019-11-14
  • NY RA
    APPROVED
    Since 2021-08-26
  • NJ RA
    APPROVED
    Since 2019-11-15
  • TX RA
    APPROVED
    Since 2019-11-14

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Design Within Reach Stamford CT 08/2015 06/2017
Unemployed Briarcliff NY 07/2017 08/2017
Ubs Financial Services White Plains NY 09/2017 11/2019
Wells Fargo Clearing Services Llc New York NY 11/2019 Present
  • 08/2015 → 06/2017
    Design Within Reach
    Stamford, CT
  • 07/2017 → 08/2017
    Unemployed
    Briarcliff, NY
  • 09/2017 → 11/2019
    Ubs Financial Services
    White Plains, NY
  • 11/2019 → Present
    Wells Fargo Clearing Services Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
  • S66 Uniform Combined State Law Examination
    2018-01-18
Other Names
  • Joseph Anthony Lombardi
  • Joseph Lombardi

View on SEC IAPD

Other Firms

GREENHAVEN ASSOCIATES INC
UBS FINANCIAL SERVICES INC.
NOW ASSET MANAGEMENT LLC
OTR GLOBAL LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
GREYWOLF CAPITAL MANAGEMENT LP
OLSTEIN CAPITAL MANAGEMENT, L.P.

Other Investors

JOSHUA BERNARD SANDBULTE
ERIC ALAN BICKLER
RYAN VINCENT HETZER
SIOBHAN BRADY
Anthony Joseph DiPerri
Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

More in Purchase, NY

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