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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-12 |
| KY | RA | APPROVED | 2022-08-29 |
Branch Locations
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
Louisville, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2016 | 03/2020 |
| Unemployed | Minneapolis | MN | 10/2015 | 09/2016 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; Desert Dog Holdings LLC; Owner and manager of residential real estate rental properties.; Real estate rental - residential; 10054 Rams Leap Ave, , Las Vegas, NV, 89166; Investment-Related; 06/01/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Augsburg College; Board Member; 2211 Riverside Ave, Minneapolis, MN 55454, ,; ; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / CFA Society of Louisville; President; No physical presence, , Louisville, KY, 40213; Not Investment-Related; 09/18/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-19 |
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