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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-11 |
| OH | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbt Investments | Monroe | MI | 02/2009 | 05/2019 |
| Lpl Financial Llc | Monroe | MI | 10/2011 | 05/2019 |
| Monroe Bank & Trust | Temperance | MI | 05/2019 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2019 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arbor | MI | 08/2022 | 07/2025 |
| Morgan Stanley | Toledo | OH | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-15 |
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