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Larry Dale Ellis

Cetera Investment Advisers LLC

Edmond, OK

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
OK RA APPROVED 2021-05-03
  • TX RA
    APPROVED
    Since 2023-04-27
  • OK RA
    APPROVED
    Since 2021-05-03

Branch Locations

16401 N. May, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Oklahoma City OK 08/2016 Present
International Bank Of Commerce Oklahoma City OK 08/2016 Present
Cetera Investment Services Llc St Cloud MN 04/2021 Present
Cetera Investment Advisers Llc Oklahoma City OK 04/2021 Present
Midfirst Oklahoma City OK 04/2021 Present
  • 08/2016 → Present
    Lpl Financial Llc
    Oklahoma City, OK
  • 08/2016 → Present
    International Bank Of Commerce
    Oklahoma City, OK
  • 04/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2021 → Present
    Cetera Investment Advisers Llc
    Oklahoma City, OK
  • 04/2021 → Present
    Midfirst
    Oklahoma City, OK
Previous Registrations
  • 2016-08-16 → 2021-05-24
    Lpl Financial Llc
    Oklahoma City, OK
    Norman, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Bethany, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Moore, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Moore, OK
    Guthrie, OK
    Midwest City, OK
  • 2015-07-13 → 2016-08-25
    Arvest Wealth Management
    Del City, OK
  • 2014-07-31 → 2015-07-20
    Bancwest Investment Services, Inc.
    Edmond, OK
    Oklahoma City, OK
    Ardmore, OK
    Cushing, OK
    Enid, OK
    Warr Acres, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Ponca City, OK
    Tulsa, OK
    Tulsa, OK
    Ada, OK
    Seminole, OK
    Midwest City, OK
  • 2013-07-22 → 2014-07-30
    Edward Jones
    Piedmont, OK
    St Louis, MO
    Bethany, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2013-05-24

View on SEC IAPD

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ESOTERIC WEALTH PARTNERS LLC
OSAIC WEALTH, INC.
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTI E DENNIS
KARIM ELIAS KARIM
WILLIAM THOMAS BISHOP
LORI ANN WINFIELD
JEFFRY NEAL CAREL
LAURIE ANN BROWN
LINDA CHRISTINE WILMOTH
JORDAN ANDERSON

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EDMOND, OK
EDWARD JONES · Edmond, OK
CETERA INVESTMENT ADVISERS LLC · EDMOND, OK
EQUITABLE ADVISORS, LLC · EDMOND, OK
ESOTERIC WEALTH PARTNERS LLC · EDMOND, OK
OSAIC WEALTH, INC. · Edmond, OK
INDEPENDENT FINANCIAL PARTNERS · Edmond, OK
EDWARD JONES · Edmond, OK

More in Edmond, OK

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