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21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-13 |
| CA | RA | APPROVED | 2026-03-05 |
Branch Locations
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
16430 N Scottsdale Rd Suite 150, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2013 | 03/2025 |
| Thompson Wealth Management | Scottsdale | AZ | 03/2025 | 02/2026 |
| Harbour Investments, Inc | Madison | WI | 03/2025 | 02/2026 |
| Ep Wealth Advisors, Llc | Scottsdale | AZ | 02/2026 | Present |
1) NAME OF BUSINESS: RENTAL PROPERTY;NOT INVESTMENT-RELATED; ADDRESS: 9600 N 96th Street Unit 276, Scottsdale AZ 85258, POSITION: LANDLORD/OWNER; START DATE: 03/2021; APPROXIMATE HOURS/MONTH: 1; HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-16 |
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