Best Investors Account Sign in

Tabitha H Marks

Principal Securities, Inc.

Des Moines, IA

Forest City, NC

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-06
  • NC RA
    APPROVED
    Since 2026-04-06

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Forest City, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Charlotte NC 05/2015 10/2022
Principal Securities Inc Charlotte NC 03/2016 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 11/2022 03/2026
Principal Life Insurance Company Forest City NC 03/2026 Present
Principal Securities, Inc. Forest City NC 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-02
S66 Uniform Combined State Law Examination 2013-03-12
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02
  • S66 Uniform Combined State Law Examination
    2013-03-12
Other Names
  • Tabitha L Harris
  • Tabitha Leighann Harris
  • Tabitha Leighann Marks
  • Tabitha Harris Marks
  • Tabitha Harris
  • Tabitha H Marks
  • Tabitha Marks

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor