Best Investors Account Sign in

Michael Wilfort Chavez

Tiaa-Cref Individual & Institutional Services, LLC

Pasadena, CA

Long Beach, CA

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-24
  • CA RA
    APPROVED
    Since 2023-08-24

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oakland CA 01/2016 06/2019
Morgan Stanley Private Bank, N.A. New York NY 03/2016 06/2019
E*Trade Securities Llc Rolling Hills CA 06/2019 07/2023
E*Trade Capital Management Llc Rolling Hills CA 06/2019 07/2023
Morgan Stanley Rolling Hills CA 03/2023 07/2023
Tiaa Pasadena CA 07/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 07/2023 Present
  • 01/2016 → 06/2019
    Morgan Stanley
    Oakland, CA
  • 03/2016 → 06/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2019 → 07/2023
    E*Trade Securities Llc
    Rolling Hills, CA
  • 06/2019 → 07/2023
    E*Trade Capital Management Llc
    Rolling Hills, CA
  • 03/2023 → 07/2023
    Morgan Stanley
    Rolling Hills, CA
  • 07/2023 → Present
    Tiaa
    Pasadena, CA
  • 07/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Pasadena, CA
Previous Registrations
  • 2019-06-06 → 2023-08-11
    Harrisdirect Llc
    Arlington, VA
    San Francisco, CA
    San Francisco, CA
    Rolling Hills, CA
  • 2016-03-25 → 2019-06-05
    Morgan Stanley
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 2015-02-19
  • S66 Uniform Combined State Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    2015-02-19

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor