Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-07-30 |
| TX | RA | APPROVED_RES | 2018-10-11 |
| CO | RA | APPROVED | 2014-09-19 |
| CA | RA | APPROVED | 2014-02-25 |
Branch Locations
2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartwell Financial Services | Torrance | CA | 01/2013 | Present |
| Royal Alliance | Torrance | CA | 07/2013 | Present |
1. HARTWELL FINANCIAL SERVICES POSITION: Financial Advisor / Co-Owner NATURE: This OBA disclosure is regarding the DBA we use for providing financial advisory services to the public, in concert with our affiliation with Osaic Wealth. This DBA is associated with Connor Hartwell and Phil Hartwell as well. Hartwell Financial Services is also an S. Corporation, of which Connor, Phil, and myself are co-owners. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2013 ADDRESS: 2790 Skypark Dr., Ste. 200, Torrance CA 90505, United States DESCRIPTION: Comprehensive financial planning, investment advisory services, retirement planning. 2. HARTWELL FINANCIAL SERVIES POSITION: Financial Advisor / Co-Owner NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2790 Skypark Dr., Suite 200, Torrance CA 90505, United States DESCRIPTION: This is one and the same as our normal financial advisory services conducted through Royal Alliance. 3. FREE ARTS FOR ABUSED CHILDREN POSITION: Board of Directors NATURE: Free Arts is a non-profit that brings art programs to transitional housing facilities and other low income areas. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/06/2020 ADDRESS: 11099 S. La Cienega Blvd., Ste. 235, Los Angeles CA 90045, United States DESCRIPTION: I am part of the Board of Directors for Free Arts, providing counsel on their general activities, fundraising efforts, and other business activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-20 |
Reach out to this advisor