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Grant Harman Hartwell

Osaic Wealth, Inc.

Torrance, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-30
TX RA APPROVED_RES 2018-10-11
CO RA APPROVED 2014-09-19
CA RA APPROVED 2014-02-25
  • WA RA
    APPROVED
    Since 2019-07-30
  • TX RA
    APPROVED_RES
    Since 2018-10-11
  • CO RA
    APPROVED
    Since 2014-09-19
  • CA RA
    APPROVED
    Since 2014-02-25

Branch Locations

2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartwell Financial Services Torrance CA 01/2013 Present
Royal Alliance Torrance CA 07/2013 Present
  • 01/2013 → Present
    Hartwell Financial Services
    Torrance, CA
  • 07/2013 → Present
    Royal Alliance
    Torrance, CA
Other Businesses

1. HARTWELL FINANCIAL SERVICES POSITION: Financial Advisor / Co-Owner NATURE: This OBA disclosure is regarding the DBA we use for providing financial advisory services to the public, in concert with our affiliation with Osaic Wealth. This DBA is associated with Connor Hartwell and Phil Hartwell as well. Hartwell Financial Services is also an S. Corporation, of which Connor, Phil, and myself are co-owners. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2013 ADDRESS: 2790 Skypark Dr., Ste. 200, Torrance CA 90505, United States DESCRIPTION: Comprehensive financial planning, investment advisory services, retirement planning. 2. HARTWELL FINANCIAL SERVIES POSITION: Financial Advisor / Co-Owner NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2790 Skypark Dr., Suite 200, Torrance CA 90505, United States DESCRIPTION: This is one and the same as our normal financial advisory services conducted through Royal Alliance. 3. FREE ARTS FOR ABUSED CHILDREN POSITION: Board of Directors NATURE: Free Arts is a non-profit that brings art programs to transitional housing facilities and other low income areas. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/06/2020 ADDRESS: 11099 S. La Cienega Blvd., Ste. 235, Los Angeles CA 90045, United States DESCRIPTION: I am part of the Board of Directors for Free Arts, providing counsel on their general activities, fundraising efforts, and other business activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-20
  • S66 Uniform Combined State Law Examination
    2014-02-20

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