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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-06 |
| CA | RA | APPROVED | 2016-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith. | Pasadena | CA | 12/2015 | Present |
| Bank Of America, N.A. | Pasadena, | CA | 05/2016 | Present |
I*5765 For profit or not for profit: Name of outside business organization: Diane Danhui Wang Investment related: Address of business: baldwin park, California 91706 Nature of business: , Position, title, association: , Start date of relationship: 1/3/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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