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120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-06-10 |
| CA | RA | APPROVED | 2025-05-29 |
| TX | RA | APPROVED | 2025-05-29 |
Branch Locations
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
3445 Peachtree Rd Ne Suite 200, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc./Schwab Bank | Brea | CA | 01/2013 | 10/2017 |
| Td Ameritrade | Rancho Cucamonga | CA | 10/2017 | 01/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 03/2022 | 10/2022 |
| Advised Assets Group, Llc | Greenwood Village | CO | 03/2022 | 10/2022 |
| Self | Rancho Cucamonga | CA | 10/2018 | 12/2024 |
| Creative Planning, Llc | Overland Park | KS | 10/2022 | 02/2024 |
| Pure Financial Advisors, Llc | Davis | CA | 02/2024 | 09/2024 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 04/2025 | 10/2025 |
| Travel And Relocation | Atlanta | GA | 12/2024 | 05/2025 |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-29 |
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