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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-10
CA RA APPROVED 2025-05-29
TX RA APPROVED 2025-05-29
  • GA RA
    APPROVED
    Since 2025-06-10
  • CA RA
    APPROVED
    Since 2025-05-29
  • TX RA
    APPROVED
    Since 2025-05-29

Branch Locations

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

3445 Peachtree Rd Ne Suite 200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc./Schwab Bank Brea CA 01/2013 10/2017
Td Ameritrade Rancho Cucamonga CA 10/2017 01/2021
Gwfs Equities, Inc Greenwood Village CO 03/2022 10/2022
Advised Assets Group, Llc Greenwood Village CO 03/2022 10/2022
Self Rancho Cucamonga CA 10/2018 12/2024
Creative Planning, Llc Overland Park KS 10/2022 02/2024
Pure Financial Advisors, Llc Davis CA 02/2024 09/2024
Nfp Retirement, Inc. Aliso Viejo CA 04/2025 10/2025
Travel And Relocation Atlanta GA 12/2024 05/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 01/2013 → 10/2017
    Charles Schwab & Co., Inc./Schwab Bank
    Brea, CA
  • 10/2017 → 01/2021
    Td Ameritrade
    Rancho Cucamonga, CA
  • 03/2022 → 10/2022
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → 10/2022
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 10/2018 → 12/2024
    Self
    Rancho Cucamonga, CA
  • 10/2022 → 02/2024
    Creative Planning, Llc
    Overland Park, KS
  • 02/2024 → 09/2024
    Davis, CA
  • 04/2025 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 12/2024 → 05/2025
    Travel And Relocation
    Atlanta, GA
  • 10/2025 → Present
    Aliso Viejo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-20
S63 Uniform Securities Agent State Law Examination 2014-10-29
  • S66 Uniform Combined State Law Examination
    2016-04-20
  • S63 Uniform Securities Agent State Law Examination
    2014-10-29
Designations

View on SEC IAPD

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