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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-31
NY RA APPROVED 2022-01-20
  • CT RA
    APPROVED
    Since 2024-05-31
  • NY RA
    APPROVED
    Since 2022-01-20

Branch Locations

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

Easton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 01/2013 02/2018
Jpmorgan Chase Bank New York NY 11/2012 02/2018
Jp Morgan Securities Llc New York NY 02/2018 12/2021
Jpmorgan Chase Bank, Na New York NY 02/2018 12/2021
Massmutual Life Insurance Company Tarrytown NY 12/2021 Present
Mml Investors Services, Llc Tarrytown NY 01/2021 Present
Previous Registrations
Other Businesses

NAME: CAREN MALITSKY INV REL: Y ADD: 2271 83RD STREET, BROOKLYN, NY 11214 NATURE: RENTAL INCOME POSITION: LANDLORD START DATE: 10/15/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-30
S63 Uniform Securities Agent State Law Examination 2013-05-02
  • S66 Uniform Combined State Law Examination
    2017-10-30
  • S63 Uniform Securities Agent State Law Examination
    2013-05-02
Other Names
  • Caren Ng
  • Caren Malitsky

View on SEC IAPD

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