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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Saint Joseph | MO | 01/2013 | Present |
| Nodaway Valley Bank | Saint Joseph | MO | 05/2000 | Present |
1.06/14/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nodaway Valley Investment Services; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.01/11/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name nvb; Investment Related; at Reported Business Location(s); Start Date 01/01/2017; 1hrs/mth; 1hrs during trading 3.06/12/2018; Investment products and services are offered through LPL Financial LLC using the DBA/trade name NVIS; Investment Related; at Reported Business Location(s); Start Date 07/01/2002; 160hrs/mth; 160hrs during trading 4.10/10/2025; G&C Home Rentals LLC; Real Estate Rental; Investment Related; 10580 SE ST RT A SAINT JOSEPH,MO; Start Date 06/14/2024; 1hrs/mth; 0hrs during trading 5.08/31/2026; Amazon; Outside/W-2 Employment; Not Investment Related; Lenexa,KS; Start Date 08/19/2026; 32hrs/mth; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-28 |
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