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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-12
TX RA APPROVED 2024-04-12
  • MO RA
    APPROVED
    Since 2024-04-12
  • TX RA
    APPROVED
    Since 2024-04-12

Branch Locations

1806 Oak Ridge Circle Pob 8860, Saint Joseph, MO 64508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Financial Saint Joseph MO 01/2024 Present
University Of Kansas Lawrence KS 08/2023 12/2023
Tradebot Systems Kansas City MO 06/2023 07/2023
Stifel Financial Saint Joseph MO 05/2023 06/2023
University Of Kansas Lawrence KS 08/2022 05/2023
Stifel Financial Saint Joseph MO 05/2022 08/2022
University Of Kansas Lawrence KS 08/2020 05/2022
Central High School Saint Joseph MO 08/2016 05/2020
  • 01/2024 → Present
    Stifel Financial
    Saint Joseph, MO
  • 08/2023 → 12/2023
    University Of Kansas
    Lawrence, KS
  • 06/2023 → 07/2023
    Tradebot Systems
    Kansas City, MO
  • 05/2023 → 06/2023
    Stifel Financial
    Saint Joseph, MO
  • 08/2022 → 05/2023
    University Of Kansas
    Lawrence, KS
  • 05/2022 → 08/2022
    Stifel Financial
    Saint Joseph, MO
  • 08/2020 → 05/2022
    University Of Kansas
    Lawrence, KS
  • 08/2016 → 05/2020
    Central High School
    Saint Joseph, MO
Other Businesses

1. Rock Chalk Real Estate LLC; 2304 Buckingham Street, Saint Joseph, MO 64506; Real Estate Investment; Member of the LLC; Oversee the maintenance of the piece of real estate; 03/01/2024; 1 hr/week; Not during securities trading hours; Investment-Related 2. Big Brothers Big Sisters of Greater St. Joseph; 625 Francis Street Saint Joseph MO 64501; They pair an adult mentor to a child with at-home struggles. The adult "Big's" role is to be a role model to their "little."; Board Member; Raise funds through fundraisers to support the day-to-day operations of the organization; 06/20/2024; 40.00hrs/year; Not during securities trading hours; Not Investment-Related 3. St. Joseph, MO Chamber of Commerce Diplomats Club; 3003 Federick Avenue, Ste. A Saint Joseph MO 64506; The mission of the Diplomats Club is to promote general membership services and to enhance goodwill for the St. Joseph Chamber; Hospitality Committee; Committee members serve as greeters for Chamber events; 06/02/2025; 2 hrs/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-11
  • S66 Uniform Combined State Law Examination
    2024-04-11
Designations
Other Names
  • Colten Joseph

View on SEC IAPD

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