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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2013-09-23
TX RA APPROVED 2013-09-23
  • MO RA
    APPROVED
    Since 2013-09-23
  • TX RA
    APPROVED
    Since 2013-09-23

Branch Locations

1806 Oak Ridge Circle Pob 8860, Saint Joseph, MO 64508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Joseph MO 09/2013 Present
  • 09/2013 → Present
    Stifel Nicolaus & Co Inc
    St. Joseph, MO
Previous Registrations
Other Businesses

1. Ritepack Inc; 3601 S Leonard Rd. Saint Joseph MO 64503; RitePack Inc. is a contract manufacturer of Liquids, Powders and Granules; Advisory Director; A non-voting member of an advisory board to the board of directors; 03/01/2024; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 2. BMS Logistics; 3601 S Leonard Rd St Joseph MO 64503; Packaging, and warehousing; Advisory Director; A non-voting member of an advisory board to the board of directors; 03/01/2024; 2.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-03
S63 Uniform Securities Agent State Law Examination 1992-10-16
  • S65 Uniform Investment Adviser Law Examination
    2008-03-03
  • S63 Uniform Securities Agent State Law Examination
    1992-10-16

View on SEC IAPD

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