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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-09-24 |
| TX | RA | APPROVED | 2013-09-23 |
Branch Locations
1806 Oak Ridge Circle Pob 8860, Saint Joseph, MO 64508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Joseph | MO | 09/2013 | Present |
1. St Joseph Public Library Foundation; 927 Felix Street, Saint Joseph, MO 64501; Public Library Foundation; Board Member; Acting Board member voting on current business; 07/22/2021; 4 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-17 |
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