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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-09-23 |
| TX | RA | APPROVED | 2013-09-23 |
Branch Locations
1806 Oak Ridge Circle Pob 8860, Saint Joseph, MO 64508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Joseph | MO | 09/2013 | Present |
1. own a farm; 6800 County Road 40 Rosendale MO 64483; cash rent; owner and upkeep; 08/01/1994; 10hrs/month; Not during Sec Trading Hours; Inv Related 2. 3909 west gate llc; 3909 West Gate St Joseph MO 64508; Rental; Owner; 07/01/2022; 2 hours/Qtr; Not during Sec Trading Hours; Inv Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-20 |
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