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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-01 |
Branch Locations
1801 Oakridge Circle Suite 101, St. Joseph, MO 64506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Saint Joseph | MO | 05/2006 | 11/2023 |
| Osaic | St. Joseph | MO | 11/2023 | Present |
1.Outside Employment; JLL Services LLC; Associate Financial Advisor; St. Joseph, MO 64506; Investment Related; May 2006; 60+ hours per month; 60+ during trading hours. 2.JUNIOR LEAGUE OF ST. JOSEPH POSITION: VP of Fundraising NATURE: This is a non-profit 501c3 volunteer organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 118 S 5th St, St. Joseph MO 64501, United States DESCRIPTION: I will be responsible for coordinating and hosting fundraising events for the club. I confirmed that I will not be responsible for any of the monetary transactions. That will all be handled by our VP of Finance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-12 |
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