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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-12-23 |
| MA | RA | APPROVED | 2016-08-08 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
555 Pleasant Street, Unit 103, Attleboro, MA 02703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 07/2016 | Present |
| Global Retirement Partners, Llc | Boston | MA | 08/2016 | Present |
1.07/28/2016; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; 10hrs/mth; hrs during trading 2.08/02/2016; (HYBRID) Global Retirement Partners / Global Retirement Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 06/24/2016; 160hrs/mth; 160hrs during trading; IAR- 1. On file - Cosmo Gould 2. N/A 3. Yes 4. No 3.02/02/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northeast Investment Services; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 30hrs/mth; 30hrs during trading 4.02/12/2021; (Hybrid) Northeast Investment Services; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 12/01/2020; 120hrs/mth; 30hrs during trading; Advisor will service as an Investment Advisor Representative under Global Retirement Partners RIA. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 5.02/07/2023; Vine Properties LLC; Real Estate Rental; Investment Related; ; Start Date 05/01/2022; 1hrs/mth; 0hrs during trading 6.02/04/2025; Tom Vine; Other - Selling Fish; Not Investment Related; at Reported Business Location(s); Start Date 07/01/2024; 8hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-12 |
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