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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2011-05-06 |
Branch Locations
90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin Harvey | Colorado Springs | CO | 03/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Colorado Springs | CO | 03/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2011 | Present |
1. OWNER, ADCOJOLA LLC, LEGAL ENTITY, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. OWNER, SWIG SERVICES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-03 |
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