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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-01 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 09/2010 | 05/2018 |
| Bank Of America, N.A. | Pasadena | CA | 06/2016 | 05/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2018 | 05/2020 |
| Pasadena Private Wealth | Pasadena | CA | 05/2018 | Present |
| Pensionmark Securities, Llc | Santa Barbara | CA | 05/2020 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 01/2025 | Present |
Director of Operations and Financial Planner at Pasadena Private Wealth LLC, a wealth management, financial planning, and securities trading firm located at 2 N Lake Ave Ste 520, Pasadena, CA 91101. Responsible for maintaining and managing office space, supporting team members with information technology, assisting advisors with drafting and creating financial plans for clients, and conducting company bulk securities trading for clients' accounts. Devotes approximately 50 hours per month to this activity, with 30 hours during securities trading hours. Activity commenced May 18, 2018. Investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-10 |
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