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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2020-04-08
CA RA APPROVED 2014-02-10
TX RA APPROVED 2014-02-10
  • HI RA
    APPROVED
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2014-02-10
  • TX RA
    APPROVED
    Since 2014-02-10

Branch Locations

120 Vantis Suite 300, Aliso Viejo, CA 92656 • United States

Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-11-13
  • CA RA
    APPROVED
    Since 2013-11-13

Branch Locations

120 Vantis Suite 300, Aliso Viejo, CA 92656 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Aliso Viejo CA 10/2010 Present
Nwf Advisory, Inc Aliso Viejo CA 11/2013 Present
  • 10/2010 → Present
    Aliso Viejo, CA
  • 11/2013 → Present
    Nwf Advisory, Inc
    Aliso Viejo, CA
Previous Registrations
  • 2010-11-10 → 2014-12-31
    Clarity Capital Partners
    Newport Beach, CA
  • 2010-11-10 → 2014-02-10
    Newport Beach, CA
  • 2011-06-06 → 2013-03-27
    Whjr Associates
    Newport Beach, CA
Other Businesses

1. NWF ADVISORY POSITION: Other - Investment Advisor Rep NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 11/13/2013 ADDRESS: 120 Vantis Suite 300, Aliso Viejo CA 92656, United States DESCRIPTION: advise clients on investments 2. RAJER CHOOBAK POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/17/2011 ADDRESS: 120 Vantis Suite 300, Aliso Viejo CA 92656, United States DESCRIPTION: Sell individual and group health & life insurance as well as variable annuities to potential clients in California and Oregon. CA Insurance license # 0H42380 & OR non-resident license # 775760. 3. USC MARSHALL ALUMNI ASSOCIATION POSITION: Member NATURE: Its an Alumni Association. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/16/2017 ADDRESS: USC Tower, 29th floor, 1150 S.Olive Street, Suite 2900, Los Angeles CA 90015, United States DESCRIPTION: I'm a member of USC Alumni Association where I graduated from and it allows alumni to network and get together and discuss topics in the community. 4. CHOOBAK CAPITAL INC POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2020 ADDRESS: 44 Cameo Drive, Aliso Viejo CA 92656, United States DESCRIPTION: This S corp was created for tax purposes only as a holding company. My duties include record keeping. 5. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 120 Vantis Suite 300, Aliso Viejo CA 92656, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-08
  • S66 Uniform Combined State Law Examination
    2010-11-08
Other Names
  • Rajer Iraj Choobak

View on SEC IAPD

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