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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-09-17 |
Branch Locations
1666 Massachusetts Ave Ste 2, Lexington, MA 02420 • United States
Beverly, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Andover | MA | 02/2015 | 12/2017 |
| Citizens Securities, Inc | Andover | MA | 02/2015 | 12/2017 |
| Citizens Bank | Andover | MA | 12/2017 | 09/2019 |
| Citizens Securities Inc. | Andover | MA | 12/2017 | 09/2019 |
| Lpl Financial Llc | Lexington | MA | 09/2019 | Present |
1. 09/20/2022 - North Shore YMCA - Not Investment Related - 1 sewall st salem ma - Outside/W-2 Employment - Instructor - Start Date - 06/20/2019 - 4 Hours Per Month/0 Hours During Securities Trading 2. 11/28/2023 - Empower Yoga Studio - Not Investment Related - North Beverly, MA - Outside/W-2 Employment - Start Date - 09/15/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3. 02/26/2024 - KSF Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/07/2024 - 2 Hours Per Month/ 0 Hours During Trading 4. 01/23/2026 - Northeast brokerage - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 01/08/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-12 |
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