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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-04-15
  • IL RA
    APPROVED
    Since 2011-04-15

Branch Locations

4341 Acer Grove Drive Suite 400C, Springfield, IL 62711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2010 06/2020
Equitable Advisors, Llc New York NY 09/2010 Present
Other Businesses

WPW PROPERTIES, PARTNER, OVERSEE INVESTMENTS INTO RESIDENTIAL RENTAL PROPERTIES, START 04.2019, 20 HRS PER MO. LAKE POINTE STORAGE, LLC, MEMBER, PROVIDES OVERSIGHT OF BUSINESS ACTIVITIES SUCH AS BUILDING AND MANAGEMENT OF STORAGE UNITS, START 06.2020, 10 HRS PER MO. FIREBALLZ LLC, MEMBER/SILENT INVESTOR, RESTAURANT/ENTERTAINMENT SPACE, START 10.2024, 1 HR PER MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
  • S66 Uniform Combined State Law Examination
    2011-03-25
Other Names
  • Mitch R. Wallner

View on SEC IAPD

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