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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-08-07
TX RA APPROVED 2023-08-01
WY RA APPROVED 2023-08-01
  • VI RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-01
  • WY RA
    APPROVED
    Since 2023-08-01

Branch Locations

200 South Center Street, Casper, WY 82601-2524 • United States

Casper, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Casper WY 09/2010 08/2023
Bank Of America,Na Casper WY 12/2010 08/2023
Rbc Capital Markets, Llc Casper WY 08/2023 Present
City National Bank Casper WY 09/2023 Present
  • 09/2010 → 08/2023
    Merrill Lynch
    Casper, WY
  • 12/2010 → 08/2023
    Bank Of America,Na
    Casper, WY
  • 08/2023 → Present
    Casper, WY
  • 09/2023 → Present
    City National Bank
    Casper, WY
Previous Registrations
Other Businesses

NAME OF ENTITY: Cowboy Joe Club, Inc. ADDRESS: Laramie, WY INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fundraising board for the University athletic department START DATE: 09.01.16 CAPACITY: Committee/Council Member DUTIES: Fundraising for the university athletic department HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-13
  • S66 Uniform Combined State Law Examination
    2011-01-13

View on SEC IAPD

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