Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-05-01
  • IA RA
    APPROVED
    Since 2015-05-01

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Auburndale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Des Moines IA 01/2012 Present
Principal Securities Inc Des Moines IA 03/2016 Present
Other Businesses

**From Dreams to Designs; Not Investment Related; West Des Moines, IA; Owner; Owner of a custom clothing shop; Start Date: 12/09/2019; 20 hrs per month; 0 during trading hours. **SUNSHINE BEHAVIORAL MOMENTUM POSITION: Virtual Administrative assistant NATURE: Applied behavior analysis INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2023 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: This company serves families of children with behavioral disorders. I will be performing administrative duties for this company. Reviewing files and making phone calls. **COTTON AND PROMISE POSITION: Authorized Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2024 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: I am an authorized member of the LLC; we are a Christian t-shirt brand. **SHANNA ROSS POSITION: Owner NATURE: Reselling as a Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: Reselling costume jewelry online (through a platform called Whatnot).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-22
  • S65 Uniform Investment Adviser Law Examination
    2015-04-22
Other Names
  • Shanna M Ross
  • Shanna Michelle Hess

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor