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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-05-01 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Auburndale, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial | Des Moines | IA | 01/2012 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
**From Dreams to Designs; Not Investment Related; West Des Moines, IA; Owner; Owner of a custom clothing shop; Start Date: 12/09/2019; 20 hrs per month; 0 during trading hours. **SUNSHINE BEHAVIORAL MOMENTUM POSITION: Virtual Administrative assistant NATURE: Applied behavior analysis INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2023 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: This company serves families of children with behavioral disorders. I will be performing administrative duties for this company. Reviewing files and making phone calls. **COTTON AND PROMISE POSITION: Authorized Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2024 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: I am an authorized member of the LLC; we are a Christian t-shirt brand. **SHANNA ROSS POSITION: Owner NATURE: Reselling as a Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 761 Kindred Lane, Auburndale FL 33823, United States DESCRIPTION: Reselling costume jewelry online (through a platform called Whatnot).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-22 |
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