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Kenneth L Templeton

Ulta Wealth Management, LLC

Las Vegas, NV

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Current Employers
Ulta Wealth Management, Llc

3311 South Rainbow Blvd. Suite 203, Las Vegas, NV 89146 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-02-02
  • NV RA
    APPROVED
    Since 2021-02-02

Branch Locations

3311 South Rainbow Blvd. Suite 203, Las Vegas, NV 89146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Las Vegas NV 10/2010 01/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2021
Ulta Wealth Management, Llc Las Vegas NV 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2020 Present
  • 10/2010 → 01/2021
    Morgan Stanley Smith Barney
    Las Vegas, NV
  • 01/2015 → 01/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2021 → Present
    Ulta Wealth Management, Llc
    Las Vegas, NV
  • 03/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-09
  • S66 Uniform Combined State Law Examination
    2011-03-09
Other Names
  • K-Lynn Templeton
  • Kenneth L Templeton

View on SEC IAPD

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