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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-11 |
| WY | RA | APPROVED | 2022-06-07 |
Branch Locations
300 North Forest Drive Suite 100, Casper, WY 82609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Asset Management | Casper | WY | 08/2011 | Present |
| First Financial Equity Corporation | Casper | WY | 01/2012 | 04/2022 |
| Cetera Advisor Networks Llc | Casper | WY | 04/2022 | 06/2022 |
| Osaic Wealth, Inc. | Casper | WY | 06/2022 | Present |
1. WELLS ASSET MANAGEMENT POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 08/01/2011 ADDRESS: 300 N FOREST DR STE 100, CASPER WY 82609, United States DESCRIPTION: Financial advisor 2. EXECUTOR POSITION: Executor NATURE: Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2025 ADDRESS: 300 N. Forest Drive, Casper WY 82609, United States DESCRIPTION: Distribute the estate upon the Grantors'/Trustees' passing in the future. No duties currently. 3. SUCCESSOR EXECUTOR POSITION: Successor Executor NATURE: I will become executor of the THE FRANKLIN TRUST UAD 08/11/13 PAUL B FRANKLIN & DEIDRE FRANKLIN TTEES and estate after the passing of the primary executor. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2026 ADDRESS: 300 N FOREST DR STE 100, Casper WY 82609, United States DESCRIPTION: Administer the estate if something were to incapacitate the primary executor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-30 |
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