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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-22
NV RA APPROVED 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2020-04-22
  • NV RA
    APPROVED
    Since 2019-07-01

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Youstake, Inc. Las Vegas NV 01/2016 12/2017
Lpl Financial Llc Las Vegas NV 01/2018 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 06/2019 Present
Bank Of America, N.A. Las Vegas NV 07/2019 Present
Zions Bancorp Las Vegas NV 01/2018 06/2019
Previous Registrations
Other Businesses

I*793247 For profit or not for profit: Entity For Profit Name of outside business organization: FFN Realty LLC Investment related: Y Address of business: Las Vegas, Nevada, 89122 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 3/30/2022 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: LLC Member, Rental property, capital contribution

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-14
  • S66 Uniform Combined State Law Examination
    2010-12-14
Other Names
  • Nick Arthur Degeorge

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