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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-08 |
| TX | RA | APPROVED | 2026-05-08 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Monterey Park | CA | 10/2012 | 05/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2026 | Present |
| J.P. Morgan Chase Bank, N.A. | Monterey Park | CA | 03/2023 | 05/2026 |
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-30 |
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