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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-08
  • CA RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-08

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Monterey Park CA 10/2012 05/2026
Morgan Stanley Private Bank, N.A New York NY 06/2026 Present
J.P. Morgan Chase Bank, N.A. Monterey Park CA 03/2023 05/2026
Morgan Stanley Smith Barney Llc Pasadena CA 05/2026 Present
  • 10/2012 → 05/2026
    Monterey Park, CA
  • 06/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2023 → 05/2026
    J.P. Morgan Chase Bank, N.A.
    Monterey Park, CA
  • 05/2026 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
Previous Registrations
  • 2012-10-01 → 2026-05-10
    Monterey Park, CA
    Los Angeles, CA
    Los Angeles, CA
    Montebello, CA
    Montebello, CA
    Montebello, CA
  • 2011-08-22 → 2012-10-01
    Chase Investment Services Corp.
    Pico Rivera, CA
    Cerritos, CA
    Garden Grove, CA
    Monterey Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-19
S63 Uniform Securities Agent State Law Examination 2010-08-30
  • S65 Uniform Investment Adviser Law Examination
    2011-08-19
  • S63 Uniform Securities Agent State Law Examination
    2010-08-30

View on SEC IAPD

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