Dane Michael Brockman

Current Employers

Employment History

• 03/2016 → 11/2017
  1St Global Capital Corp.
  La Jolla, CA
• 03/2016 → 11/2017
  1St Global Advisors, Inc.
  La Jolla, CA
• 03/2016 → 11/2017
  1St Global Insurance Services, Inc
  La Jolla, CA
• 11/2017 → Present
  Lpl Financial, Llc
  La Jolla, CA
• 11/2017 → Present
  Wcg Wealth Advisors, Llc
  La Jolla, CA

Previous Registrations

• 2016-03-24 → 2017-11-20
  1St Global Advisors Inc
  La Jolla, CA
• 2015-12-14 → 2016-03-07
  Msi Financial Services, Inc.
  San Diego, CA
• 2011-01-20 → 2015-12-17
  U.S. Bancorp Advisors, Llc
  San Diego, CA
  Coronado, CA
  San Diego, CA
  San Diego, CA
  La Mesa, CA
  San Diego, CA
  San Diego, CA
  Santee, CA
  Coronado, CA
  San Diego, CA
• 2010-08-30 → 2010-12-22
  Lpl Financial Llc
  San Diego, CA

Other Businesses

1. 11/17/2017 - REDWITZ WEALTH MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LA JOLLA, CA 2. 11/21/2017 - WCG Wealth Advisors, LLC - DBA: Related DBA The Wealth Consulting Group - Investment Related - At Reported Business Location(s) -Registered Investment Advisor DBA - Start Date 11/17/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in November 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/21/2017 - WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) -Registered Investment Advisor Hybrid - Start Date 1/17/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in November 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/29/2020 - Redwitz Inc. - Investment Related - At Reported Business Location(s) - Other-Referral - Started 04/17/2020 - 8 Hours Per Month During Securities Trading - 40 Hours Per Month/8 Hours During Securities Trading - For referral only. 5. 12/9/2020 - WCG Wealth Advisors, LLC - DBA: Redwitz Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/01/2017 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/25/2023 - The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/24/2023 - 20 Hours Per Month/ 3 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-08-26

Designations

Other Names

• Dane Brockman